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FAQs

Overview

What if I think I might have a conflict of interest?

Please review the information found here where you can find definitions, guidance and disclosure forms regarding Conflict of Interest.  If you believe that you may have or appear to have a conflict of interest, you must disclose at the time of proposal submission.

Do you offer a seminar for new employees so they can be informed on how and when to interact with the ORA?

ORA offers a variety of formal and informal training and educational opportunities as well as resources for conducting and administering research. ORA collaborates with other HSC offices – the Grants & Contracts Accounting Office (GCA), Research Integrity Office, the Office of Compliance, Office of Human Research Participant Protection (HIPPA), the Office of Technology Commercialization (OTC), and others – to provide up-to-date targeted learning in specific areas of proposal submission, compliance, and award management. For an overview of all trainings please visit here.  Please contact Sogol Rasouli at Sogol-rasouli@ouhsc.edu if you require additional information or would like to schedule a training session.

Can I sign for the university?

No.  All employees of the University are employees of the State of Oklahoma.  As such, they are subject to University policy and state conflicts of interest rules. University policy prohibits employees from signing contracts individually, if the contracts bind the University or its employees in any way.

Grants

Proposal Preparation Questions

What is a Proposal?

A proposal is a detailed request for funding prepared in accordance with the sponsor’s instructions. A sponsor can be a federal, state, or local agency, a private foundation, a corporation or other business entity.

A proposal must comply with University of Oklahoma Health Sciences Center policies and sponsor requirements. A proposal, upon submission, becomes an official record of the work OUHSC proposes to do for the sponsor.  No department or PI is authorized to submit a proposal without the prior written approval of the ORA.

How can I locate funding sources?

The Office of Research Administration website includes links to various funding sources. In addition, opportunities can be found on the News page and are emailed weekly to all faculty and staff from the ORA. 

Who can help me with budget information?

Your Department or College should be able to assist you with your budget preparation. Spreadsheet templates are available on the ORA website. A Detailed Budget Spreadsheet template and NIH Modular Spreadsheet template is available under All ORA Forms. Your Sponsored Programs Administrator (SPA, found here) is also available to assist with specific questions or preliminary review of the budget (upon providing the SPA with the budget and a copy of the guidelines).

When do I need to notify ORA that I will be applying for a grant or contract?  

Please notify your SPA (found here) as soon as you know you will be submitting a proposal. Include a link to any guidelines or RFA. Please note that the full proposal package, including all the applicable forms, must be provided to the ORA three (3) business days prior to the submission deadline.

What are the Facilities and Administration (F&A) or indirect cost rates (IDC) for sponsored programs? 

Please review the information found here.

What can I do if the sponsor will not pay the full indirect cost rate?

Requests for exceptions to the indirect cost rate are located in OUHSC Administrative Policies, Section 572.4. The exception request is not required for sponsors if the rate is capped or excluded in the sponsor’s public program announcement. .

What is OUHSC’s legal name for the other party to place on an agreement?

Board of Regents of the University of Oklahoma Health Sciences Center.

How should the checks payable section appear on a contract?

Check(s) for services shall be made payable to the University of Oklahoma Health Sciences Center, Attn: Department Contact, Department address.

Check(s) for reimbursable expenses shall be made payable to the Principal Investigator or OUHSC employee, Attn: PI/OUHSC Employee/Department Contact, Department address or whichever address the PI/OUHSC employee prefers.

Routing Process Questions

When do I need to route a proposal through SoonerTrack?

You must route your proposal any time proposals you are requesting new funds into the University. To initiate a routing form, enter your OUHSC user name and password into the SoonerTrack system here. NOTE: Routing forms are not required for rebudget, extension, and carryover requests.  However, you must work with your SPA to make these modifications.

If I submit a proposal electronically to the sponsor do I still need to route my proposal through ORA?

Yes. All completed grant applications and proposals must be routed through and reviewed by the ORA at least three (3) full business days prior to the sponsor's deadline. This includes all proposals to state, federal, non-profit, foundation, and industrial/pharmaceutical sponsors, regardless of the type of submission. An authorized agent of the Board of Regents of the University of Oklahoma in the ORA must approve and sign all proposals prior to submission to the sponsor. Faculty do not have the authority to sign any proposal or grant application, nor to submit any electronic applications without the prior written approval of the ORA.

I do not think I will be able to make the three-day submission deadline.  What do I do?

Incomplete proposals submitted with less than three (3) full University business days before the funding agency’s deadline will NOT be accepted without a waiver from the Interim Vice President for Research (VPR) or their designee. .

Subcontracts and Independent Contractor Agreements (ICAs) Questions

How do I know if the contract request I’m submitting should be for a Subrecipient or for a Vendor?

To determine which contract is appropriate, please review these Subrecipient vs. Vendor Guidelines. If you still are not sure, please contact your Sponsored Programs Administrator (SPA).

What is the difference between a subcontract-in (sub-in) and a subcontract-out (sub-out) and who in ORA handles them?

Sub-out: OUHSC is paying a contractor / subcontractor for research or training from a grant or contract that was awarded to OUHSC. Sub-out packet is routed through SoonerTrack Agreements after prime project is awarded.
Sub-in:  Another party is paying OUHSC as a subcontractor for research or training from a grant or contract awarded to the other party (sponsored funds). Sub-in packet is routed through SoonerTrack Grants prior to submission by the prime.

How do I get a subcontract out or an independent contractor agreement (ICA) prepared?

Subcontracts and Independent Contract Agreements (ICAs) must be routed in SoonerTrack: https://fs.ou.edu.  To learn more about the ICA or sub-out process, click here.  Please send any questions to HSCORA@ouhsc.edu or the SoonerTrack Help-desk at soonertrackhelpdesk@ouhsc.edu  

Can an ICA or Subcontract be started before we receive and process the Primary Agreement?

No, the primary agreement (award) must be in place and a project account should be established by the Grants and Contracts Accounting office before any subcontracts or ICAs can be processed on it.

Post-Award Questions

What do I do if I receive an award document from the sponsoring agency?

Immediately forward a copy of the document to the ORA mailbox, HSCORA@ouhsc.edu. The staff in the ORA will begin processing your award.

I need to request an extension on my grant, how do I do that?

Contact your Sponsored Programs Administrator (SPA) here. The extension request process varies by sponsor. Your SPA will advise you what documentation is necessary to begin the extension request process. Extension requests need to be completed at least 30 days prior to the end of the award period.

I need to rebudget the funds on my award, how do I do that?

The rebudgeting process begins with Grants and Contracts Accounting.

How can I start spending on my grant?

If an award notice and budget information has been received and all required institutional approvals are in place, your award will be set up.  If your award requires contract negotiation or institutional approvals, you do have the option to prepare an Advance Account so that you may begin spending prior to completion of the contract. To initiate the Please contact your SPA here.

How do I request carryforward funds on my grant?

Carryforward requests vary by sponsor.  If sponsor permission is not required, the Grants and Contracts Accounting office can process the carryforward of funds into the next budget period automatically.  If permission is required, please contact your SPA here. Typical carryforward requests include carryforward dollar amounts along with the intended use of the funds.

How do I get an eRA Commons Username and Password?

Please contact your SPA here to request an eRA Commons Username. Please indicate if you already have a Username from a previous institution.

Once I complete my NIH Progress Report, what do I do next?

Completed NIH Progress Reports need to be routed via Commons to your SPA found here.  Please log a comment in the ticket and mention your Progress Reports is ready for review. Please remember that the non-competing renewal Notice of Award (NOA) cannot be approved unless appropriate certifications (IRB, IACUC, IBC), if applicable, are current.

Industry Research

Contracts

Policy Questions

Why can’t I do promotional work for a company?

OUHSC is prohibited from promoting, endorsing, or marketing a Sponsor or any of its products, services, or deliverables. As University employees, we are all bound by that policy in any work we do in our capacity as employees. By marketing a product, you would be endorsing it. In addition, State ethics rules (regarding conflicts of interest) prohibit this type of use of a state position.

OUHSC can accept an educational grant or speaker’s fee to discuss a drug in a fair, unbiased manner. Federal law regulates the conditions under which the speech is given.

 

 

CDA, MTA, and DUA Questions

What is a Confidential Disclosure Agreement (CDA)? Where do I request one?

Also known as a non-disclosure agreement (NDA) or confidentiality agreement (CA), a CDA is a legal agreement between at least two parties that outlines confidential information the parties wish to share with each other for certain evaluation purposes.

The agreement may be classified as unilateral, bilateral or multilateral:

  • A unilateral NDA involves two parties where only one party the disclosing party anticipates disclosing certain information to the other party (the receiving party)  and requires that the information be protected from further disclosure.
  • A bilateral NDA involves two parties where both parties anticipate disclosing information to one another  that each intends to protect from further disclosure.
  • A multilateral NDA involves three or more parties where at least one of the parties anticipates disclosing information to the other parties and requires that the information be protected from further disclosure.

Request a Confidentiality Agreement here.

 

What is a Material Transfer Agreement (MTA)? How do I initiate one?
 

An MTA is a contractual agreement that governs the transfer of tangible research materials between two organizations when the recipient intends to use it for his or her own research. The MTA defines the rights of the providers and the recipient with respect to the materials, any derivatives and any resulting publication attribution. A Material Transfer Agreement is required whether the University is the recipient or provider of the materials.

 

What is a Data Use Agreement (DUA)? How do I begin one?

A Data Use Agreement (DUA) is established when a party wishes to provide or receive data for research purposes to OU, and outlines the terms and conditions for sharing and use of/access to the data.